ISSUER DATE PAR AMOUNT   SECURITY DESCRIPTION LEAD MANAGER LM CAPITAL'S Role
DEBT-MUNICIPAL New York City May-99 234,556   Water and Sewer Revenue Bonds Merrill Lynch Selling Group
          $221,236 Fiscal 1999 SeriesB    
          $13,320 Fiscal 1999 SeriesC    
  Miami-Dade County, Florida April-99 150,000   Water and Sewer System Series 1999A Goldman, Sachs & Co. Co-Manager
  New York City October-98 301,470   Water and Sewer System Series 1999A Paine Webber Selling Group
  Miami-Dade County, Florida October-98 150,000   Aviation Revenue Bonds Morgan Stanley Co-Manager
          Series 1998 C (AMT)    
  Miami-Dade County, Florida July-98 236,450   Aviation Revenue Refunding Bonds Morgan Stanley Co-Manager
          $194,740 Series 1998 A (AMT)    
          $41,710 Series 1998B (Non-AMT)    
  Miami-Dade County, Florida June-98 66,760   Public Facilities Revenue Bonds Lehman Brothers Co-Manager
  Palm Beach County, Florida June-98 30,000   Water and Wastewater Revenue Bond First Union Capital Co-Manager
  New York City August-97 286,075   Water and Sewer Revenue Paine Webber Selling Group
          Fiscal 1997 Series A    
  Dade County, Florida May-97 130,385   Aviation Revenue Refunding Bonds Bear, Stearns & Co. Co-Manager
          Series 1997 A    
  New York City Municipal Water May-97 700,000   Water and Sewer System J.P. Morgan & Co. Selling Group
  Finance Authority       Fiscal 1997 Series B    
  Dade County, Florida January-97 437,195   Water and Sewer System Revenue B Paine Webber Co-Manager
          Series 1997    
  Palm Beach County, Florida December-96 28,010   Stadium Facilities Revenue Bonds Bear, Stearns & Co. Co-Manager
          Series 1996    
  Dade County, Florida November-96 29,270   Seaport Revenue Bonds Series 1996 AIBC Municipal Co-Manager
  Dade County, Florida July-96 70,490   Aviation Revenue Refunding Bonds Prudential Securities Co-Manager
          Series 1996C (Non-AMT)    
  Dade County, Florida January-96 149,950   Seaport General Obligation Refunding W.R. Hough Co-Manager
          Series 1996    
  Dade County, Florida November-95 28,029   Professional Sports Franchise Facility Guzman & Company Co-Manager
          Series 1995    
  Dade County, Florida August-95 82,845   Aviation Revenue Refunding Bonds Lehman Brothers Co-Manager
          $52,860 Series 1995D (AMT)    
          $29,985 Series 1995E (Non-AMT)    
  Dade County, Florida January-95 39,595   Aviation Revenue Refunding Bonds Paine Webber Co-Manager
          Series 1995A (Non-AMT)    
  Dade County, Florida November-94 100,500   Aviation Revenue Refunding Bonds Paine Webber Co-Manager
          Series 1994 A (AMT) ($51,585)    
          Series 1994 B (Non-AMT) ($68,930)    
          Series 1994C (Taxable) ($19,520)    
  ISSUER DATE PAR AMOUNT   SECURITY DESCRIPTION LEAD MANAGER LM CAPITAL'S Role
  City of New York November-94 1,300,000   GO Bonds, Fiscal 1995, Series B Merrill Lynch Selling Group
  Dade County Industrial Development September-94 4,820   Industrial Development Refunding Newman and Co-Manager
  Authority, Florida       Revenue Bonds (Susanna Wesley Associates, Inc.  
          Health Center, Inc. Project)    
          Series A ($4,690)    
          Series B-Taxable ($130)    
  City of New York July-94 791,105   GO Bonds, Fiscal 1995, Series A Purdential Securities Selling Group
  Dade County, Florida February-94 431,700   Water and Sewer System Smith Barney Shearson Co-Manager
          Revenue Bonds, Series 1994    
  Dade County, Florida December-93 409,415   Water and Sewer System Merrill Lynch Co-Manager
          Revenue Refunding Bonds, Series 1993    
  City of St. Louis December-93 65,295   Taxable Airport Revenue Bonds Pryor, McClendon Selling Group
          Series A    
  City of New York August-93 154,310   GO Bonds, Fiscal 1994, Series B Grigsby, Brandford Selling Group
  City of New York August-93 145,690   GO Bonds, Fiscal 1994, Series B Pryor, McClendon Selling Group
  City of New York July-93 775,000   GO Bonds, Fiscal 1994, Series A First Boston Selling Group
  District of Columbia June-93 346,080   GO Refunding Bonds, Series C&D Goldman, Sachs Selling Group
  District of Columbia May-93 485,280   GO Refunding Bonds, Series B Merrill Lynch Selling Group
  City of New York May-93 496,570   GO Bonds, Series E & F Bear, Stearns & Co. Selling Group
  New York City Health May-93 550,000   Health System Bonds, Series A Dillion Read Selling Group
  District of Columbia April-93 365,110   GO Refunding Bonds, Series A Lehman Brothers Selling Group
  City of New York April-93 757,825   GO Bonds, Fiscal 1993, Series D Merrill Lynch Selling Group
Municipal -Total     $ 10,329,780        
               
DEBT-CORPORATE General Motors Acceptance Corporation April-99 1,100,000   6.15% Notes Bear, Stearns & Co. Selling Group
  General Motors Acceptance Corporation April-99 1,000,000   Floating Rate Bear, Stearns & Co. Selling Group
  Wal-Mart Stores, Inc. March-93 500,000   5.50% Notes Goldman, Sachs Selling Group
  Ford Motor Credit Company February-93 1,500,000   6.25% Bonds Goldman, Sachs Selling Group
Corporate-Total     $ 4,100,000        
               
DEBT-AGENCY Student Loan Marketing Association April-93 $ 3,000,000   Short Term Floating Rate Notes - Selling Group
  (Sallie Mae)            
  Tennessee Valley Authority February-93 1,000,000   Power Bonds 1993 Series A ($750,000) Goldman, Sachs Selling Group
          Power Bonds 1993 Series B ($250,000)    
Agency-Total     $ 4,000,000        
DEBT FINANCING TOTAL     $ 18,429,780        
               
  ISSUER DATE PAR AMOUNT   SECURITY DESCRIPTION LEAD MANAGER LM CAPITAL'S Role
               
EQUITY Collins & Aikman Corporation (CKC) July-94 157,500   Common Stock (IPO) Goldman, Sachs Co-Manager
      (15,000,000 shares)        
  Caraco Pharmaceutical Laboratories, February-94 9,100   Common Stock (IPO) First Equity Corporation Co-Manager
  Ltd. (CARA, CARAU, CARAW)   (700,000 units)   Unit = 2 Common Shares + 1 Series of Florida  
          A Warrant    
  PMC Commercial Trust (PMCTS) December-93 45,000   Common Stock (IPO) Oppenheimer Co-Manager
      (3,000,000 shares)   REIT    
  Landstar System, Inc. (LSTR) September-93 83,219   Common Stock Morgan Stanley Co-Manager
      (5,547,930 shares)        
  PacifiCorp (PPW) September-93 119,250   Common Stock Merrill Lynch Selling Group
      (6,000,000 shares)        
  Cocal-Cola Femsa, S.A. de C.V. (KOF) September-93 33,620   Common Stock (IPO) Bear, Stearns Int'l Ltd. Selling Group
      (1,640,900 ADS shares)   American Depository Share (ADS)    
  Envirotest Systems Corporation (ENVI) April-93 54,400   Common Stock (IPO) Goldman, Sachs Co-Manager
      (3,400,000 shares)        
  Playboy Enterprises (PLA) March-93 28,125   Common Stock Bear, Stearns Selling Group
      (3,000,000 shares)        
  Landstar System, Inc. (LSTR) March-93 61,750   Common Stock (IPO) Alex Brown Co-Manager
      (4,750,000 shares)        
  Dean Witter, Discover (DWD) February-93 796,500   Common Stock (IPO) Dean Witter, Reynolds Selling Group
      (29,500,000 shares)        
               
Common Equity-Total     $ 1,388,464        
               
UNDERWRITING TOTAL     $ 19,818,244        
               


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