As an outgrowth of the stock and bond underwriting and trading business previously conducted by the firm, LM Capital Securities presently focuses on advisory and consulting engagements involving corporate strategies and/or transactions. A number of firms have engaged LM Capital for advice, including:

    • Essence Communications, Inc.

    • Charter Medical Corporation

    • IBM

When it conducted a stock and bond underwriting business, LM Capital Securities participated in nearly $20 billion in securitires offerings. In June of 1998 alone the firm was involved in underwriting $97 million in two Florida tax exempt issues. Some of the public sector issuers for whom the firm has underwritten bond offerings include:

    • Miami-Dade County, Florida Airport Authority

    • Miami-Dade County Industrial Development

    • Miami-Dade County Jackson Memorial Hospital

    • Palm Beach Count Water Utilities Department

    • Student Loan Marketing Association

    • Tennessee Valley Authority

    • New York City Health and Hospitals Corp.


Click for a listing of additional underwriting experience.

Entire Contents Copyright 2007 by LM Capital Securities, Inc.
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West Palm Beach, Florida 33401